At Lenk Ladner Investment Solutions, confidentiality is our top priority. In order to provide investment management services suitable to you and your particular goals, we collect nonpublic personal information about you. This information is procured from: data gathering forms such as our “Confidential Client Profile”, Information we receive about your transactions with us, our affiliates or others, and information we receive from others associated with your account(s). We handle all the personal information you provide to us with the utmost care and upon account opening, secure your written permission, prior to completing investment transactions on your behalf.
We share your personal financial information with other financial companies with whom we are doing transactions for your account. Most transactions are completed with brokerage firms where you have already established accounts. Therefore, every effort is made to minimize the amount of information exchanged. We have not nor would we ever sell or share any nonpublic personal financial information with any unaffiliated third party.
Any requests by third parties, such as accountants or credit agencies, will only be done with your express approval. We generally do not require that such approval be in writing. It is important to note, however, there may be occasions when we are required by law to make disclosures to unaffiliated third parties, such as a court order or examination by the Securities and Exchange Commission.
Internal Security Procedures
Annually, or any time at your request, we will provide you with a copy of our Policy Statement. We would like to assure you that even if you close your account or it becomes inactive, we will continue to treat your information with the same care. We encourage you to contact us anytime for information about our policies, procedures, and any information we have collected about you or your account.